Friday, April 24, 2020

Ragtime and Sonata Forms, Part 5: Adorno's contrast between "light" and "serious" music ...

5.     Adorno’s contrast between light and serious music: organic development vs prefabricated building blocks for prefabricated feeling
Introduction to the Sociology of Music
Theodore W Adorno
Seabury Press
ISBN 0-8164-92662-2
pages 21-22
...
Conversely, as long as the objective spirit was not yet wholly planned and steered by administrative centers, the higher art would recall the extent to which its own principle involved injustices to the many. Time and again it felt the need of something else, of something that would resist the formative esthetic will and that might serve as the touchstone of that will-and so, whether unintentionally or intentionally, it would absorb elements of the lower music. Some of this shows in the old custom of parody, of setting spiritual texts to profane melodies. Bach did not shrink from borrowing from below even in his instrumental works, as in the Quodlibet of the "Goldberg Variations," and neither Haydn nor the Mozart of The Magic Flute or Beethoven would be conceivable without an interaction of what by then were separated spheres. The last instance of their reconciliation, utterly stylized and teetering as on a narrow mountain by pass, was The Magic Flute-an instant still mourned and longed for in such structures as Strauss and Hofmannsthal's Ariadne auf Naxos. There were times far into the nineteenth century when it was possible to write decent popular music. Its esthetic decay is as one with the irrevocable and irrelative dissociation of the two realms.
...
page 26
... The higher music's relation to its historical form is dialectical. It catches fire on those forms, melts them down, makes them vanish and return in vanishing. Popular music, on the other hand, uses the types as empty cans into which the material is pressed without interacting with the forms. Unrelated to the forms, the substance withers and at the same time belies the forms, which no longer serve for compositional organization. [emphasis added]


If in the realm “above” the realm of “higher music” was art for the sake of art, Adorno leveled a charge that in modern era “lower music” had devolved into formula for the sake of formula. Popular music, of which jazz was merely a subset, was mass produced technocratic formula wielded for the sake of social control, a new variation on older opiates for the masses.  Such was Adorno’s claim in the 1960s, but in an earlier work, a project dealing with radio programs that was eventually published as Current of Music and also in Essays on Music, Adorno made a more detailed argument as to what he meant.  Adorno’s arguments from what was originally Current of Music are so extensive and explanatory it seems best to quote Adorno at length:

Essays on Music: Selected, with introduction, commentary and notes by Richard Leppert; new translations by Susan H. Gillespie
Theodore Adorno
University of California Press
ISBN 0-520-22672-0
ISBN 0-520-23159-7
(c) 2002 by Regents of University of California
ON POPULAR MUSIC (from Current of Music)

pages 439-440
Serious music, for comparative purposes, may be thus characterized:  Every detail derives its musical sense from the concrete totality of the piece which, in turn, consists of the life relationship of the details and never of a mere enforcement of a musical scheme. For example, in the introduction of the first movement of Beethoven's Seventh Symphony the second theme (in C major) gets its true meaning only from the context. Only through the whole does it acquire its particular lyrical and expressive quality--that is, a whole built up of its very contrast with the cantus firmus-like character of the first theme. Taken in isolation the second theme would be disrobed to insignificance. Another example may be found in the beginning of the recapitulation over the pedal point of the first movement of Beethoven's Apassionata. By following the preceding outburst it achieves the utmost dramatic momentum. By omitting the exposition and development and starting with this repetition, all is lost.

Nothing corresponding to this can happen in popular music. It would not affect the musical sense if any detail were taken out of the context; the listener can supply the "framework" automatically, since it is a mere musical automatism itself. The beginning of the chorus is replaceable by the beginning of innumerable other choruses. The interrelationship among the elements or the relationship of the elements to the whole would be unaffected.  In Beethoven, position is important only in a living relation between a concrete totality and its concrete parts. In popular music, position is absolute. Every detail is substitutable; it serves its function only as a cog in a machine. 

 ...

page 441
To sum up the difference: in Beethoven and in good serious music  in general--we are not concerned here with bad serious music which may be as rigid and mechanical as popular music--the detail virtually contains the whole and leads to the exposition of the whole, while, at the same time, it is produced out of the conception of the whole. In popular music the relationship is fortuitous. The detail has no bearing on a whole, which appears as an extraneous framework. Thus, the whole is never altered by the individual event and therefore remains, as it were, aloof, imperturbable, and unnoticed throughout the piece. At the same time, the detail is mutilated by a device which it can never influence and alter, so that the detail remains inconsequential. A musical detail which is not permitted to develop becomes a caricature of its own potentialities.

For those who have not read Adorno for themselves, it’s necessary to point out that he stopped to make a point about what was not in his argument.  He was not claiming the Viennese classicists in the era of Haydn had more sophisticated rhythms or harmonies.  The opposite could often be the case:

pages 441-443

The previous discussion shows that the difference between popular and serious music can be grasped in more precise terms than those referring to musical levels such as "lowbrow and highbrow," "simple and complex," "naive and sophisticated." For example, the differences between the spheres cannot be adequately expressed in terms of complexity and simplicity.  All works of the earlier Viennese classicism are, without exception, rhythmically simpler than stock arrangements in jazz.  Melodically, the wide intervals of a good many hits such as "Deep Purple" or "Sunrise Serenade" are more difficult to follow per se than most melodies of, for example, Haydn, which consist mainly of circumscriptions of tonic triads, and second steps.  Harmonically, the supply of chords of the so-called classics is invariably more limited than that of any current Tin Pan Alley composer who draws from Debussy, Ravel, and even later sources.  Standardization and non-standardization are the key contrast terms for the difference. [emphasis added]

Structural standardization aims at standard reactions. [emphasis original] Listening to popular music is manipulated not only by its promotors but, as it were, by the inherent nature of this music itself, into a system of response mechanisms wholly antagonistic to the ideal of individuality in a free, liberal society. This has nothing to do with simplicity and complexity. In serious music, each musical element, even the simplest one, is "itself," and the more highly organized the work is, the less possibility there is of substitution among the details. In hit music, however, the structure underlying the piece is abstract, existing independent of the specific course of the music.  This is basic to the illusion that certain complex harmonies are more easily understandable in popular music than the same harmonies in serious music. For the complicated in popular music never functions as "itself" but only as a disguise or embellishment behind which the scheme can always be perceived. In jazz the amateur listener is capable of replacing complicated rhythmical or harmonic formulas by the schematic ones which they represent and which they still suggest, however adventurous they appear. The ear deals with the difficulties of hit music by achieving slight substitutions derived from the knowledge of the patterns. The listener, when faced with the complicated, actually hears only the simple which it represents and perceives the complicated only as a parodistic distortion of the simple.  [emphasis added]

No such mechanical substitution by stereotyped patterns is possible in serious music.  Here even the simplest event necessitates an effort to grasp it immediately instead of summarizing it vaguely according to institutionalized prescriptions capable of producing only institutionalized effects. Otherwise the music is not "understood."  Popular music, however, is composed in such a way that the process of translation of the unique into the norm is already planned and, to a certain extent, achieved within the composition itself.

The composition hears for the listener. This is how popular music divests the listener of his spontaneity and promotes conditioned reflexes. Not only does it not require his effort to follow its concrete stream; it actually gives him models under which anything concrete still remaining may be subsumed.  The schematic build-up dictates the way in which he must listen while, at the same time, it makes any effort in listening unnecessary.  Popular music is "predigested" in a way strongly resembling the fad of "digests" of printed material. It is this structure of contemporary popular music, which in the last analysis, accounts for those changes of listening habits we shall later discuss. [emphasis added]

Now there are several counter-arguments that can be given to all of this.  If serious  music lacks (or lacked) the formulaic aspects that Adorno imputes to popular music and badly made serious music, how could music educators have ever settled on describing sonata forms as having expositions, developments, and recapitulations?  Wasn’t one of the signal developments of nineteenth era music pedagogy reducing the myriad formal possibilities of first movement form into a “textbook” sonata form?  Conversely, could not a music theorist take a popular song such as Stevie Wonder’s “Living for the City” and demonstrate that the shift from a circle of fifths based blues verse and chorus to a chain of minor thirds bridge gives us an example of a popular song in which the constituent structural parts are not only not interchangeable but use different approaches to tonal organization? 

Nevertheless, Adorno’s charge that popular music is a set of formulas is worth taking seriously even if we can argue that formulas can be found even in “serious music”.  One of the crises of the later Romantic era was that the formulas for the musical sublime had become predictable enough that even with expanded chromaticism, and even with what Leonard B. Meyer described as disguising schemata through sheer size, the law of diminishing returns on the late Romantic style seemed to be in play.  As the microtonal composer Ben Johnston put it, it was by the time equal temperament had finally become standardized in Western music that someone like Arnold Schoenberg could believe there was a crisis of tonality being “used up”, a verdict with which Adorno famously agreed. 

As famous as he was for advocating twelve-tone music and atonality, Adorno would by the 1950s conclude that integral serialism and the counter-movement of aleatoric music were both dead ends.  I’ll get to that topic later.  Adorno argued that the dream factories of the culture industry manufactured illusions of freedom and agency that could be purchased, consumed and experienced vicariously as freedom and agency.  This was what made the culture industry pernicious:

page 462

Hollywood and Tin Pan Alley may be dream factories. But they do not merely supply categorical wish-fulfillment for the girl behind the counter.  She does not immediately identify herself with Ginger Rogers marrying. What does occur may be expressed as follows: when the audience at a sentimental film or [hearing] sentimental music become aware of the overwhelming possibility of happiness, they dare to confess to themselves what the whole order of contemporary life ordinarily forbids them to admit, namely, that they actually have no part in happiness. What is supposed to be wish-fulfillment is only the scant liberation that occurs with the realization that at last one need not deny oneself the happiness of knowing that one is unhappy and that one could be happy. The experience of the shop girl is related to that of the old woman who weeps at the wedding services of others, blissfully becoming aware of the wretchedness of her own life. Not even the most gullible individuals believe that eventually everyone will win the sweepstakes. The actual function of sentimental music lies rather in the temporary release given to the awareness that one has missed fulfillment.

The emotional listener listens to everything in terms of late romanticism and of the musical commodities derived from it which are already fashioned to fit the needs of emotional listening. They consume music in order to be allowed to weep. They are taken in by the musical expression of frustration rather than by that of happiness.  The influence of the standard Slavic melancholy typified by Tchaikovsky and Dvorak is by far greater than that of the most "fulfilled" moments of Mozart or of the young Beethoven.  The so-called releasing element of music is simply the opportunity to feel something. But the actual content of this emotion can only be frustration. Emotional music has become the image of the mother who says, "Come and weep, my child." It is catharsis for the masses, but catharsis which keeps them all the more firmly in line. One who weeps does not resist any more than one who marches.  Music that permits its listeners the confession of their unhappiness reconciles them, by means of this "release", to their social dependence.

page 468

... we cannot content ourselves with merely stating that spontaneity has been replaced by blinded acceptance of the enforced material. Even the belief that people today react like insects and are degenerating into mere centers of socially conditioned reflexes, still belongs to the facade. Too well does it serve the purpose of those who prate about the New Mythos and the irrational powers of community. Rather, spontaneity is consumed by the tremendous effort which each individual has to make in order to accept what is enforced upon him--an effort which has developed for the very reason that the veneer veiling the controlling mechanisms has become so thin. In order to become a jitterbug or simply to "like" popular music, it does not by any means suffice to give oneself up and to fall in line passively. To become transformed into an insect, man needs that energy which might possibly achieve his transformation into a man. [emphasis added]

By the end of his life Adorno saw a crisis in the arts.  The problem was not simply that popular music was popular, the problem in the arts was more foundational and existential:

Aesthetic Theory
Theodore Adorno
Copyright (c) 1997 by the Regents of the University of Minnesota
Continuum
ISBN 0-8264-6757-1

page 1
It is self-evident that nothing concerning art is self-evident anymore, not its inner life, not its relation to the world, not even its right to exist. ...

page 2
...
As a result of its inevitable withdrawal from theology, from the unqualified claim to the truth of salvation, a secularization without which art would never have developed, art is condemned to provide the world as it exists with a consolation that—shorn of any hope of a world beyond—strengthens the spell of that from which the autonomy of art wants to free itself. ...

Adorno went so far as to declare that the absolute work of art converged with the absolute commodity I Aesthetic Theory. While he set himself against a bourgeois art religion of uplift Adorno himself seemed smitten with an art religion himself, one in which Beethoven still had a place but which needed a Schoenberg, or maybe in the wake of Schoenberg’s passing a Beckett or a Ligeti. 

If the entire realm of art had a crisis of legitimacy in Adorno’s estimation it was not going to be saved “from below”. Adorno had cast his verdict on popular musics and would not retract it for anything, even if he had granted that it was possible even into the nineteenth century to write actually good popular music:

pages 319-320

The demise of art, which is today being proclaimed with as much glibness as resentment, would be false, a gesture of conformism. The desublimation, the immediate and momentary gain of pleasure that is demanded of art, is inner-aesthetically beneath art; in real terms, however, that momentary pleasure is unable to grant what is expected of it. The recently adopted insistence on culturing uncultivation, the enthusiasm for the beauty of street battles, is a reprise of futurist and dadaist actions. The cheap aestheticism of short-winded politics is reciprocal with the faltering of aesthetic power. Recommending jazz and rock-and-roll instead of Beethoven does not demolish the affirmative lie of culture but rather furnishes barbarism and the profit interest of the culture industry with a subterfuge. The allegedly vital and uncorrupted nature of such products is synthetically processed by precisely those powers that are supposedly the target of the Great Refusal: These products are the truly corrupt. [emphasis added]

page 340
... The absence of theological meaning, however modified, culminates in art as the crisis of its own meaning. The more ruthlessly artworks draw the consequences from the contemporary condition of consciousness, the more closely they themselves approximate meaninglessness. The more ruthlessly artworks draw the consequences from the contemporary condition of consciousness, the more closely they themselves approximate meaninglessness. They thereby achieve a historically requisite truth, which, if art disowned it, would condemn art to doling out powerless consolation and to complicity with the status quo. At the same time, however, meaningless art has begun to forfeit its right to exist; in any case, there is no longer any art that has remained inviolable. ...

In his work The Empire of Non-Sense Jacques Ellul wrote that Adorno’s realization was that in a technocratic age art was compelled by the ideology of technique toward two dead ends—art as obvious propaganda and art as a rarified and impenetrable blank slate upon which a coterie of arts critics, scholars and journalists imposed their own theories. Art either had a meaning so obvious nobody needed a critic to explain it or art had meaning only once a critic explained that  it had meaning.  Art for the sake of art was no longer plausible, the powers behind arts patronage became too easy to see, but once seen, art as the servant of powers ripped away any illusion that art was more than a servant of a state or an industry.

Adorno died well before Joseph Campbell’s “The Hero’s Journey” could become the formula of Hollywood.  He had already inveighed against Hollywood, as we’ve seen, but had Adorno lived long enough to see Star Wars, and hear or read George Lucas’ use of Campbell’s idea, Adorno might have said that the Star Wars franchise was the apotheosis of the aesthetic of the philistine.  So what was Adorno’s definition of a philistine?

page 346
... Aesthetic experience first of all places the observer at a distance from the object. This resonates in the idea of disinterested observation. Philistines are those whose relation to artworks is ruled by whether and to what degree they can, for example, put themselves in the place of the actors as they come forth; this is what all parts of the culture industry are based on and they foster it insistently in their customers. ...

Yet for all of that, Adorno presumed that the chasm between “high” and “low” in the arts was impassable without ever really explaining why.  Well, he did explain why but rather than attempt to explain why jazz and the forms of “serious music” were incompatible on the basis of musical materials he mounted arguments based on a sociology of music that relied on a taxonomy of cognitive styles and stereotyped listeners.

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