Friday, April 24, 2020

Ragtime and Sonata Forms, Part 4: Adorno's "On Jazz" and his later polemics against popular music


4.     Adorno’s “On Jazz” and his later polemics against the popular music

It may seem impertinent to consult Adorno’s writings against jazz in a work called Ragtime and Sonata Forms.  This will, however, only seem to be the case for those who insist on a much firmer separation between ragtime and jazz then I think is historically defensible.  Yes, there are arguments that the shift from ragtime to jazz was a shift from 2/4 to 4/4 time, and there are also arguments that jazz introduced swing in a way that not everyone agrees existed in ragtime. 

Yet if we consider the scope and vitriol of Adorno’s arguments against jazz, whether its foursquare phraseology or, especially, his claim that jazz constituted a “false amalgam” of the march and salon music, we’ll find that the substance of Adorno’s polemic against jazz can be addressed as accurate or dubious by way of the music that preceded it.  Only the most pedantic scholastics would refuse to concede that ragtime is the trunk from which manifold popular American styles have grown.  It does not seem too strong a point to propose for the sake of this work that, whatever Adorno’s arguments against jazz were, can be taken back in time to address ragtime.  An argument for the compatibility of the musical vocabulary of ragtime with sonata forms can then be “brought forward” to encompass possibilities for jazz sonatas (as if no one on earth knew about, for instance, the piano sonatas of Nikolai Kapustin by now).

So, let’s get to Adorno on jazz.  As notorious as this essay is, it’s worth revisiting.


Essays on Music: Selected, with introduction, commentary and notes by Richard Leppert; new translations by Susan H. Gillespie
Theodore Adorno
University of California Press
ISBN 0-520-22672-0
ISBN 0-520-23159-7
(c) 2002 by Regents of University of California

"On Jazz"
1936

pages 472-473
... Jazz is not what it "is": its aesthetic articulation is sparing and can be understood at a glance. Rather, it is what it is used for, and this fact clearly brings up questions whose answers will require in-depth examination. Not questions like those pertaining to the autonomous work of art, but rather like those brought to mind by the detective novel, with which jazz has in common the fact that it maintains an inexorably rigid stereotypology and at the same time does everything it can to let that stereotypology be forgotten by means of individualizing elements, which are again themselves ultimately determined by the stereotypology. Just as in the detective novel the question of the identity of the criminal is intersected with that which is implied by the whole, so in jazz the question of the alien subject, who both quivers and marches through it, is intersected by the question of what its purpose is, why it is there at all, while it asserts its existence as something self-evident which only conceals how difficult its own vindication of it must be.

To translate the vitriol into twenty-first century terms, Adorno could have been saying that jazz as music is to the art of music what contemporary superhero movies are to the art of cinema, prefabricated non-art built around the most egregious and juvenile clichés where all efforts to transcend stereotypology reveal how inescapably the entire genre is beholden to and inextricable from a base stereotypology.  We are, a century after the dawn of jazz age, able to regard Adorno’s invective as absurd but as highbrow vitriol goes, there’s always something new to put down, whether it’s hip hop or superhero films or romance novels.  As Roger Scruton once put it, Adorno’s innovation on behalf of fellow Marxists was making it stylish to hate mass culture for the sake of the working classes. 

Adorno did not for a moment believe that European composers making use of jazz would reinvigorate concert music. 

page 477

... The belief in jazz as an elementary force with which an ostensibly decadent European music could be regenerated is pure ideology. The extent to which jazz has anything at all to do with genuine black music is highly questionable; the fact that it is frequently performed by blacks and that the public clamors for "black jazz" as a sort of brand-name doesn't say much about it, even if folkloric research should confirm the African origin of many of its practices. Today, in any case, all of the formal elements of jazz have been completely abstractly pre-formed by the capitalist requirement that they be exchangeable as commodities. Even the much-invoked expressions, the hot passages and breaks, are merely ornamental in their significance, and never part of the overall construction or determinant of form.  Not only is their placement, right down to the number of beats, assigned stereotypically; not only is their duration and harmonic structure as a dominant effect completely predetermined; even its melodic form and its potential for simultaneous combinations rely on a minimum of basic forms: they can be traced back to the paraphrasing of the cadence, the harmonically figurative counterpoint. The relationship between jazz and black people is similar to that between salon music and the wandering fiddle players whom it so firmly believes it has transcended--the gypsies. 

Adorno’s declaration that jazz had little, if anything, to do with genuine black music is one of his more legendary and dubious assertions.  The emergence of jazz from ragtime, and the development of ragtime by African American musicians is pretty easy to establish. 

And yet … we might have to remind ourselves that many a white middle class woman such as May Aufderheide composed rags.  That ragtime was composed by African American musicians and middle class white women would likely have made the style anathema to men whose conception of the musical sublime was rooted in German Idealism and Austro-German symphonic and concert music.  That Adorno was, to so many of us who love jazz and ragtime, obviously wrong, may need to framed with some caveats.  He was wrong overall but even in his most egregious statements there are aspects of the history of jazz (and ragtime as its forebear) that aren’t entirely wrong.

Take Adorno’s comment that the hot passages, the breaks, are merely ornamental in their significance.  He took it as given that such solo passages were decorations of cadences ending phrases that were, as we’d recognize today, pretty beholden to 32-bar form and the conventions of Tin Pan Alley.   Adorno heard in the hot breaks and the solos obvious attempts to paper over the formulas of the songs, none of those miniature cadenzas could hide the half cadence turnaround phrase that led to the next iteration of the same chord changes that came before.  To put all of this another way, if Adorno heard the roots of early jazz in the formulaic assembly-line aspects of Tin Pan Alley and popular song and he was completely wrong then what are we to make of the free jazz movement of the mid-twentieth century?  Didn’t the free jazz movement signal that many of the core criticisms Adorno had about the formulaic nature of early jazz may have had at something right about them?  I still think that in the end Adorno was catastrophically wrong about jazz and popular song but when you go through school from high school through college you hear teachers say that you should try to respond to the strongest forms of your opponent’s arguments. 

If Adorno’s admirers have spent generations attempting to get him off the hook for seeming like an elitist chauvinistic racist Adorno’s adversaries often consider things settled at the philosopher’s Marxist commitments and chauvinism without necessarily engaging Adorno’s arguments at his level, an explicitly structural and procedural set of arguments about why song and dance failed to live up to the artistic possibilities of what we could translate as the substance of sonata and fugue.

But, let’s face it, Adorno made a lot of sweeping assertions:

page 484
... whatever jazz has to offer in the way of vertical stimulation has been taken from Debussy. And even the treatment of melody, especially in the more serious pieces, is based on the impressionist model. The resolution into the smallest motif-formulae, which are not developed dynamically but rather statically repeated, and which are only rhythmically reinterpreted and appear to circle around an immovable center, is specifically impressionistic.  But jazz deprives it of its formal sense; the impressionism which it appropriates is at the same time depraved. If, in Debussy, the melodic points form their coloration and temporal surfaces from out of themselves following the constructive command of subjectivity, in jazz, they are harnessed, like in the false beat of hot music, into the metric-harmonic schema of the "standard" cadence of the eight-bar period. The subjective-functional distribution of the melody remains impotent by being recalled, as it were, by the eight-bar condensation into a leading-voice form which merely toys with its particulars rather than composing a new form from them; this is true in the case of the complex harmonies when they are caught again in the same cadence from which their floating resonances want to escape. Even yesterday's music must first be rendered harmless by jazz, must be released from its historical element, before it is ready for the market. Once on the market, these impressionistic trimmings function as a stimulant.  ... But the individual element which is inserted into jazz through impressionism does not generate or have control over itself. It has become rigid, formulaic, spent--the individual elements are now in just the same position as social convention was previously. It is easy to rob it of its formal sense because that has already escaped of its own accord in post-Debussy epigone music; as a conventional element that can be fitted seamlessly into a convention.  The individually modern element in jazz is as illusory as the collective archaic element.

That word “schema” is one chosen by a translator but it’s a fascinating translation choice to me.  I have been reading Robert Gjerdingen’s writings on schemas and galant compositional and music educational norms and it’s interesting to consider the ways in which Adorno was, as David Roberts has put it, beholden to a “dialectic of Romanticism”.  I’ll let you consult Dialectic of Romanticism by Peter Murphy and David Roberts on your own time.  The short version of Roberts’ three book argument against Adorno’s aesthetics is that:

1) Adorno lacked the capacity to grant that ironic reappropriation and distancing were possible in music and other arts the way they became possible in literature since the eighteenth century. 
This was particularly notable in Adorno’s rants against the “masks” of Igor Stravinsky. 

2) Adorno was blind to the essentially Romanticist roots of his own critique of Western culture and thus he formulated his denunciation of the corruptions of Western cultures that targeted Romantic decadence but paradoxically embodied a Romanticist philosophy of history, however formally negated its form

3) Adorno’s condemnation of American popular culture is explicable in light of European disillusionment with the Wagnerian concept of the total work of art which, by World War II, had shifted from Europe to the United States as a lodestar for what Adorno condemned as the “culture industry”

4) the ambition of the total work was, from its inception, a European modernist bid at developing a revolutionary fusion of the arts intended to catalyze a utopian future and to develop an alternative to the collapse of feudal Christendom as the acknowledged unifying thread of European cultural traditions

I’ll get back to the idea of this fourth point later on.  For now we’re still rooting around in Adorno’s first historically significant fusillade against jazz:

page 485
... The subjective pole of jazz--subjectivity itself understood strictly in the sense of a social product and as something which has been reified into a commodity--is salon music. If one wanted to describe the phenomenon of interference in jazz in terms of broad and solid concepts of style, one could claim it as the combination of salon music and march music.  The former represents an individuality which in truth is none at all, but merely a socially produced illusion of it; the latter is an equally fictive community which is formed from nothing other than the alignment of atoms under the force that is exerted upon them.  The effectiveness of the principle of march music in jazz is evident. ...

Now I know that Eric Oberle has been working on not just one but two books on Adorno and the concept of negative identity.  The first book, Theodor Adorno and the Century of Negative Identity, as of early 2020, has been out for a couple of years and the second is on the way.  Oberle’s argument that Adorno had a crisis in the United States confronting what he regarded as the underlying cultural forces that catalyze antisemitism and that his encounters in the United States with racism forced him to reassess his early concepts of identity.  This reappraisal process was cut short by Adorno’s death and Oberle makes a case that Adorno was not attempting to formulate racist arguments against the artistic legitimacy or illegitimacy of jazz.  As it stands, Adorno died and, more to the point, he did not waver in condemning rock when rock came along just as he condemned jazz.

Adorno, as I suggest we see argued above, claimed that the subjectivity of jazz, a subjectivity that had been commodified and reduced to formula, was a subjectivity that was descended from salon music.  Now Ethan Iverson, for instance, could highlight that many a jazz pianist made a point of knowing the music of Chopin.  Adorno’s assertions seem acrid but his claim that jazz “subjectivity” was descended from salon music isn’t entirely wrong.  His assertion that the individuality of the jazz performer or composer is not true individuality at all is simple assertion.  Go through the history of ragtime and chart is roots in coon songs, minstrelsy, but also salon music and marches and Adorno’s declaration that jazz was a “false amalgam” of salon and march music is mere assertion, but Adorno accidentally grasped the roots of the music he denigrated.  The problem with Adorno’s assertion is that’s all it was.  He never made a case for why the harmonic and melodic vocabularies of Debussy or the salon composers of the Romantic era had to become “false” by the time American composers of popular songs and nascent jazz made use of those influences.

Adorno kept going and moved on to some Freudian proclamations as to the nature of the failure of subjectivity and the failure of the jazz subject.  These are the passages where Adorno comes across as most embarrassingly of his time:

page 490
... The rhythmic categories of hot music are themselves eccentric categories. The syncopation is not like its counterpart, that of Beethoven, the expression of an accumulated subjective force which directed itself against authority until it had produced a new law out of itself. It is purposeless; it leads nowhere and is arbitrarily withdrawn by an undialectical, mathematical incorporation into the beat. It is plainly "coming too early," just as anxiety leads to premature orgasm.  ...

... As a clown, the hot ego begins to follow too weakly the standard of the collective which has been unproblematically set, reeling with uncertainty like many of the figures in American film grotesque genre, such as Harold Lloyd and occasionally Chaplin himself. The decisive intervention of jazz lies in the fact that this subject of weakness takes pleasure precisely in its own weakness, almost as if it should be rewarded for this, for adapting itself into the collective that made it so weak, whose standard its weakness cannot satisfy.  ... The sex appeal of jazz is a command: obey, and then you will be allowed to take part. And the dreamthought, as contradictory as reality, in which it is dreamt: I will be only be potent once I have allowed myself to be castrated. 

page 491
... the specification of the individual in jazz never was and never will be that of a thriving productive power, but always that of a neurotic weakness, just as the basic models of the "excessive" hot subject remain musically completely banal and conventional. For this reason, perhaps, oppressed peoples could be said to be especially well-prepared for jazz. To some extent they demonstrated for the not yet adequately mutilated liberals the mechanism of identification with their own oppression.

Jazz, the amalgam of the march and salon music, is a false amalgam: the amalgam of a destroyed subjectivity and of the social power which produces it, eliminates it, and objectives it through this elimination.

After all his writing, Adorno’s initial argument against jazz in “On Jazz” amounts to simple assertion.  He may have even accidentally gotten something right by describing jazz as the amalgam of the march and salon music, since arguably the roots of ragtime and subsequently the roots of jazz could be heard as an amalgam of these traditions.  But by declaring jazz a false amalgam Adorno was not really making an argument.  At some level he probably knew it, because he would eventually make a somewhat extravagant argument against popular song, and by extension jazz, as being serious musical art.  “On Jazz” was the initial shot Adorno fired at jazz.

The second shot was hardly more charitable:
Farewell to Jazz (1933, on the occasion of a Nazi ban on jazz)

page 498
... In jazz, the charm of the ninth chords, of the endings on seventh chords, and of the whole-tone daubings are shabby and worn out; it conserves a decaying modernity of the day before yesterday. No different, on second glance, are those achievements of jazz in which people thought they perceived elements of a fresh beginning and spontaneous regeneration--its rhythms. In a master like Brahms, for example, it is accomplished with incomparably greater richness and penetrating depth of construction than in the jazz writers, in whose work--as the "textbooks" of hot music unwittingly but all the more drastically reveal--the apparent variety of rhythmic constructs can be reduced to a minimum of stereotypical and standardized formulae. But then--and this explains the stereotypical quality--the rhythmic achievements of jazz are mere ornaments above a metrically conventional, banal architecture, with no consequences for the structure and removable at will. 

You could almost get a sense that Adorno was arguing that if you could in any way actually dance to the music then it was music you could not take seriously as art.  Adorno would go on to more or less articulate that point in Philosophy of New Music.  Adorno didn’t leave his attacks on jazz at the early stage of declarations about “false amalgam” and questioning whether jazz had any legitimately African roots.  He would go on to make more philosophical arguments involving form and aesthetics and even conceptions of musical time and space.  He would also make arguments that there were categories of listeners and modes of musical cognition. 




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