Regular readers probably recall that one of Wenatchee The Hatchet’s favorite composers is Franz Joseph Haydn. Well, Jan Miyake has a fun little piece onmonothematicism and thematic reuse in Haydn’s fourth movements.
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Saturday, March 08, 2025
Saturday, November 30, 2024
Matiegka’s use of V/V to V to IV chord progressions in Grand Sonata II (1808) and Sonata progressive Op. 31, No. 3 in G major (1811)
I have spent about ten years studying the solo guitar sonatas of Wenzel Thomas Matiegka (or Václav Tomáš Matějka), maybe longer. Of course I have the wonderful edition published by Stanley Yates which I would urge any and all would-be students of the composer’s work go out and get.
In the years I have studied his work I have noticed that
when people discuss his work in music journalism at all there is agreement on
how conventional and conservative his music style was in his time. Let’s take Ralph P Locke’s appreciative
write-up of David Starobin’s final commercial recording as a performing guitarist, Matiegka’s Op. 31 Sonate
progressive:
https://artsfuse.org/253911/listening-during-covid-part-10-so-much-amazing-music-to-discover/
…
You can credit Schubert
for, inadvertently, keeping the name of Wenzel Thomas Matiegka alive to our own
day. Matiegka (1773-1830), born in Bohemia but active primarily in Vienna, was
three years younger than Beethoven and twenty-four years younger than Schubert.
His compositions are modest and conventional, as of course was true of those of
many of Beethoven’s and Schubert’s contemporaries (with the exception of a few,
such as Cherubini, Beethoven’s friend Reicha, and Étienne Nicolas Méhul).
Schubert, to please his employer at the time, outfitted a Matiegka trio for
flute, viola, and guitar (op. 21, entitled Notturno) with an additional part
for cello; the resulting version has had a lively existence in performances and
on recordings, sometimes misleadingly labeled “Schubert: Guitar Quartet.”
…
There are relatively few attempts to describe Matiegka’s
harmonic vocabulary so Locke’s description probably suffices. For those of us
who actually know the music Matiegka did some genuinely weird stuff in his
development sections and codas of his sonatas.
It’s hard to describe the comic whiplash of his getting through his
recapitulation in Op. 31, No. 3 and seeming to nail down his tonic key only to
swerve by way of a C sharp major chord in a first ending back to the start of
his development section in F sharp minor.
It’s a little easier to describe how he prepares a great big dominant
pedal point on E rather than G in Op. 31, No. 1 in C major and begins his
recapitulation in A major; it’s only as he traverses the return of his Theme 1
that he modally mutates from A major to A minor and ends up in C major roughly
in time for what you might think, at first hearing, is really his now
non-modulating transition, his official Theme 1 double-return recapitulation
wrecked by having brought the theme back in an obviously wrong key.
But there’s a reason I mention the gap that can seem to
exist between what people say about Matiegka (conventional and conservative for
his day) and what he actually does that we can observe in his scores.
I mention all that because if there was a cardinal rule in
classical music harmony that was never to be broken it was this, you never go
from the dominant to the subdominant in any key. If you’re in the key of C major and you have just
gotten to your dominant chord (G major) you are never supposed to regress back
to F major. The error goes double, if
you will, if you arrived at your dominant chord by way of a secondary
dominant. Any variation of ii-V-I is the
apotheosis of “classical” harmony. This
is so given that I could give you a blog post by Ethan Hein wherein he
discusses how normative ii-V-I is in conventional classical music harmony
and jazz standards). I could cite Dusan Bogdanovic’s elegantly clear Harmony
for Classical Guitar would say the same thing, we don’t follow the V
with a IV in conventional tonal practice.
But the whole point of my current essay is to point out
that Matiegka made use of a harmonic trope where he has a secondary dominant go
to a dominant which then falls back to the subdominant, either moving back from
that subdominant to another dominant or going through what Robert
Gjerdingen would call a Prinner.
Here. I’ll show what
I mean.
Matiegka, Grand Sonata II, I. Moderato (00:00 to 01:08)
https://www.youtube.com/watch?v=gJo-rUgGCqI
The first V7/V to V to IV progression happens from 0:04 to
0:07; the second happens from 0:42 to 0:49 and the third happens from 0:58 to
1:03. There are eight systems on page 1
and the first V7/V to V to IV progression happens within the first six
measures. The second and third cases of
this harmonic pattern occur in systems 6 and the shift from 7 to 8.
So within just the first page of this sonata we have seen and
heard Matiegka use a V7/V to V to IV progression at least three times.
Now I realize what music theorists can do. Someone could say that maybe that D and F# dyad
stands in for a B minor triad. Sure, but
ii is a IV substitute as any first year theory student should probably still be
learning by now. That’s still a flamboyant
harmonic progression and it’s made all the more regressive because the
supertonic triad is not a secondary dominant.
Maybe we could say that the measure that seems to have B minor as the
harmony is part of some dominant ninth chord and such a chord isn’t unheard of
in 1808, sure. But it sounds like
an obvious and overt V to IV progression.
Even If we try to explain away this harmony as not really a IV chord
because the next chord is a dominant we’ve still go the two next examples to
consider. On the whole I’d say there’s
no getting around Matiegka using an obvious harmonic regression after his first
big half-cadence that he’s prepared with
a secondary
dominant.
Okay, so how about the passage in the sixth system? At this point I’d say we’re in a modulating
transition but Matiegka has a penchant for starting his transitions in his new
key and finding ways to reinforce it a few times before introducing his new
theme. If you want a discussion of Grand
Sonata I I have done that previously. Here Matiegka begins his transition by
seeming to return to his initial idea and then he follows up his big V7/V to V
progression with a continuation on E major.
This, it turns out, becomes the new key but he spends
nearly two thirds of a page affirming that key before he introduces his Theme
2. Along the way we’ll see he has a
couple of V7/V to V to IV progressions across systems six through eight. From 0:46 to 0:52 we see him move from F#7 to
B to … A major? No, let’s call it F#
minor because of the fact that there are no E’s in the harmony.
Then again, what do we make of what seems like a really
obvious Prinner. Matiegka has moving across these systems? What’s a Prinner? In Gjerdingen’s Prinner schema the upper voice
has scale degrees 6, 5, 4 and 3 while the lower voice runs down 4, 3, 2 and
then 1 of the scale. Famous examples of
this schema in popular song show up in Aretha Franklin’s performance of “Natural
Woman” and at the end of major sections of “Let it Be” by the Beatles.
Something to keep in mind about Robert Gjerdingen’s work on
galant schemas is that they can elapse over a fairly long period of time, even
entire phrases. That means that the kind
of melodic/harmonic schema that elapses in mere seconds in a song performed by
Franklin or The Beatles could be stretched out across four whole measures in the
transitions of a Matiegka guitar sonata.
What is important about the Prinner as a schema is the linear movement
and not necessarily every little detail on the second half of the weakest beats
of a measure. If we keep that crucial
rhythmic and metrical element in mind then it seems pretty obvious Matiegka
follows up his V7/V and V chord progressions with Prinners.
So that he did this seems obvious and as for why
… alert listeners would sense the obvious harmonic regressions and so the
question of whether or not the composer would “fix” this harmonic bad habit
could be a question that runs through the first movement. On the other hand, it could telegraph that
something similarly odd might be coming up in a later movement, ,such as
recapitulating half of the first theme of his slow sonata middle movement in the
subdominant key but we’re not talking about the entirety of Grand Sonata II
in this essay. I think the most prosaic
explanation makes the most sense, he liked the Prinner gesture and it had the
great advantage of letting him move from B7 to E down to an open A string. Why not use that note if it’s right
there? Prinners can create tonal closure
within keys, after all, and so a series of Prinners after a strong half cadence,
however regressive, will reinforce E major as the new key awaiting an actually
new, clearly identifiable theme. That
doesn’t come until later.
For this particular essay I am simply making a point that
V-IV progressions showed up three times on page 1 of a big guitar sonata. For all of us who were music theory students
who heard that the V never goes to the IV, well, The Mighty Monarch might
declare that this bromide turned out to be nothing but lies and also lies. Clearly a big guitar sonata by one of the
most highly regarded guitarist composers in Vienna in the first decade of the
19th century got away with a few V-IV progressions. It isn’t even the only sonata in which he
used the progression.
Remember that passage that described Matiegka’s harmonic
language as fairly conventional or conservative for its day? Keep that in mind. If Matiegka’s musical language was so normal
then we have to explain how and why so many V7/V to V to IV progressions showed
up in the first first page of this 12-age three movement guitar sonata
published by Artaria in 1808. Didn’t all
those engravers and proofreaders know that this was breaking one of the biggest
rules in classical harmony? Was this
Bohemian guitarist just going to get away with it? Obviously he did because here we are two
centuries later looking at this sonata and seeing three V to IV shifts before
the composer has even gotten to the second theme in his sonata exposition.
This brings us to the composer’s self-published Op. 31, Sonate
progressive, six little three-movement guitar sonatas in C major, A minor,
G major, E minor, D major and B minor. Sonata
No. 3 in G major features still more passages in which V7/V goes to V and is
followed up by IV and it’s even more impossible to dispute than the cases we
examined in Grand Sonata II.
Unfortunately, Op. 31 No. 3 in G major does not currently
exist in a public domain form that’s easily accessible. I can share a link to a performance of the
Matiegka work.
Matiegka Sonate progressive Op. 31, No. 3. I. Allegro
moderato
https://www.youtube.com/watch?v=4Uhpa99nxTk
Hearing is believing but seeing a score is even
better. What I “can” do, because I am
myself a guitarist and a hobbyist composer, is dramatically recompose Matiegka’s
Op. 31 No. 3 sonata exposition while retaining the basic harmonies and melodic
gestures. Being the ragtime fan that I
am I’m just going to reconceive of Matiegka’s cheerful, plucky little sonata as
a ragtime idea.
As we heard, and now can see, Matiegka has yet another
obvious case of a secondary dominant going to a dominant which is then followed
up by a subdominant. His Theme 1 doesn’t
even end on a tonic! Instead he ends on
a half cadence which spins out, after a brief tonic rest, into a rather awkward
half-cadence that sets up an arrival at D major. Given how much of Haydn fan Matiegka was I would venture to
suggest this awkward modulation was probably chosen for comic effect, it’s too
fast and too awkward and it would certainly make a listener realize that abrupt
and not always “convincing” modulations were going to be a thing in this
sonata.
But as this essay is about just Matiegka’s use of the V-IV
progression I am not going to rabbit trail into larger intra-movement and
inter-movement patterns. It’s enough to
demonstrate that this Bohemian guitarist composer made no less than half a
dozen uses of the V7/V to V to IV progression which is what you probably heard
in some theory courses is exactly the kind of regressive harmony you’re never supposed
to do. I know I heard it.
But guess what? Matiegka obviously didn’t
care about that and neither did all of the people working at Artaria who published
Grand Sonata II back in 1808.
Now I know that in blues a V-IV turnaround is a trope, and
a trope that works great in Robert Johnson’s “Kind-Hearted
Woman Blues” To invoke Richard
Taruskin, I don’t intend to have some race to the patent office claim that
Matiegka did the V to IV change back in 1808 whereas Johnson didn’t get around
to it until more than a century later because my real point is that guitarists
don’t have to much wonder why guitarists would find it easy and pleasing to
just drop down two frets and keep the same basic chord shape. Whether the virtuoso guitarist was Wenzel
Matiegka or Robert Johnson they both decided the fun thing to do would be to
have the V followed up by a IV because that chord change sounded good to them.
I’m saying that it is obvious from Matiegka’s work that
even if this progression was not normative within his work (and it really isn’t)
he clearly felt at liberty to use it profusely when he liked how it
sounded.
Why does this matter?
I have argued that we guitarists should “cross
over instead” when it comes to popular music and the reception of the
guitar within the classical music world. The guitarist and music publisher
Matanya Ophee used to say that the guitar was not treated as a serious instrument
among classical music’s mainstream. We
should not, he urged us, have an inferiority complex about the guitar or its
music but should show that we have contributions to make. I agree.
His admonition that guitarists tended to cross over instead of finding
mainstream success in classical music has gotten me thinking …
If, after so many centuries, no guitar music has made it
into the proverbial Western canon then of what use is it for we guitarists to
try to make music that will be considered as “serious” as the music of Bach or
Beethoven? I am ambivalent about the
advice that guitarists go out and attempt to be taken seriously by other
classical musicians. It would be nice if
that could happen but for so long as advocates of classical music keep acting
as if their better taste makes them better people I’m going to say “no”. This was one of the central points Richard
Taruskin kept coming back to across his whole career, those of us who genuinely
love classical music are not and have never been “better people” for having
that love and we should stop acting as if it were the case.
Furthermore, I have discovered after a lifetime of
burrowing into the classical guitar literature that when it comes to stuff as
rudimentary as whether your V chord goes to a IV chord Robert Johnson and
Wenzel Matiegka have something in common that goes into the tips of their fingers.
We guitarists would be fools to not consider what that
could tell us about the beautiful heritage of our instrument. It’s not just in the morphology of how we
even play, it comes through in music in different styles across two continents
over two different centuries, the V chord can go to the IV chord and that’s
fine. Don’t overplay your riff’s
welcome, but Matiegka’s sonatas show that even back in 1808 and 1811 nobody
really raised a cry that he was breaking some truly inviolable rule. It’s been true for centuries that if going
from V to IV sounds good you do that.
You can ask Wenzel Matiegka that by way of going through his scores. I’ve
shown that using V7/V to V to IV was something he did multiple times.
The implications of this seem obvious, a path toward an approach to sonata forms that takes the vocabulary of blues seriously on its own terms is possible and desirable (and has probably already been done but it wouldn't surprise me if theorists have argued about it, if this is so). If anyone claims that it isn’t possible because you never go from a V to a IV chord in “real” classical music I’ve just disproven that point repeatedly by looking at just two solo guitar sonatas by one Bohemian guitarist composer who was published two centuries ago. It's the simplest thing in the world to have a V-IV turnaround in E minor blues go from the tonic to the subtonic and thereby have a 12-bar blues theme serve as the basis for a continuous variation form that checks off all the structural points of a "textbook" sonata form. Here is a potential outworking of such an observation, for what it's worth, and if we're looking at strictly monothematic sonata forms a further implication is that development sections can be written in such a way that a seasoned guitarist could create entirely new development sections over an established bass line as if the score were a partimento, jazz chart or figured bass passage.
We have all the conceptual and theoretical tools we need to create blues sonatas and we have a precedent in the music of composers like Matiegka to see that the V-IV progression could be normative in his musical language which, as we've seen, has been described as conservative and moderately conventional. Okay, then, if that's the case then all the possibilities for a synthesis of blues and ragtime with 18th century forms is practical. Akaba is right over there, it's simply a matter of going.
The classical purists and the blues purists, I dare to say it, can both be wrong. Music theorists, historians and journalists understandably find styles and eras they love and advocate for them but the more I study music, listen to it, play it and write it, the more I am struck by how the people who have the most to gain by segregating every genre into firmly delineated boundaries that are allegedly impermeable are the people with textbooks to sell and this is as true of blues and jazz and rock fans as of classical music fans and fans of “serious” music. We don’t have to be constrained by those people and their lack of imagination. In order to find out if we have points of contact and boundary-permeable musical phenomena we have to immerse ourselves in music, sometimes that will require us to consider that the bromides and canards of music theorists and historians get disproven by the actual notes on the page.
If I had confined myself to just studying the music most of the classical guitar community considered "worthy" of studying I wouldn't have spent ten years going through Matiegka's guitar sonatas and I would not have discovered how often he used the V7/V to V to IV progression in his work. It's not a lot of instances, really, but as I've been saying the implications of how that usage could and should make us rethink what has been taught in textbooks about what actually "never" happens or "isn't good practice" should at least come up for some appraisal.
Thursday, September 26, 2024
Ethan Hein has a piece discussing Jeff Buckley's cover of "Lilac Wine" at MusicRadar
https://www.ethanhein.com/wp/2024/musicradar-column-on-lilac-wine-by-jeff-buckley/
…
As befits Jeff
Buckley’s strangeness, Grace is a strange album. It’s nominally “alternative
rock”, but Buckley doesn’t sing or write like a typical 90s alt-rocker, and he
includes a couple of songs that are conspicuously not rock at all. One is
Corpus Christi Carol, a 500-year-old traditional tune arranged by Benjamin
Britten. The other is Lilac Wine. It’s only 75 years old, but it sounds even
less like alt-rock than Corpus Christi Carol does.
…
I don’t know anyone who
is neutral on Jeff Buckley; people either love him or hate him.
Goldin-Perschbacher attributes that to the shocking intimacy he creates with
the listener: “Buckley’s performance aesthetic could seem, to some, too private
for public performance. The relationship between Buckley and his listeners was
so intense that it felt metaphorically, if not literally, sexual, in terms of
privacy, pleasure, and self-discovery.”
…
It’s funny Ethan mentioned this because I have found that
Buckley really is that polarizing. I was introduced to Buckley’s signature
album decades ago and I have happily owned it.
My brother couldn’t resist making fun of the lyrics from “Mojo Pin” by
saying “White horses run through the fields as we make love, shaking their
sassy manes!” Which is pretty
funny! The song still sounds great to
me, though.
There was a lot of rock in the 1990s I frankly hated. I hated the bulk of the Seattle sound and
grunge in particular. I hated Nirvana’s
music back then and I still hate it.
Never cared for Pearl Jam. I had
a kind of grudging respect for Soundgarden but “Black Hole Sun”, though I liked
its chord changes, kinda reminded me of the glorious and elliptical final
movement of Toru Takamitsu’s “All in Twilight”. I don’t
know why I made the connection but I made it.
But Buckley’s album I enjoyed, and I remember meeting a
musician in my Mars Hill years who just flatly said he didn’t like Jeff Buckley
(who was named Jeff, if I recall). The
gender presentation topic is kind of interesting and I suppose for folks who
wanted to go DIY indie post-punk authenticity everything about Jeff Buckley was
so overtly presentational it would fail all the standardized tests of
rock-based masculinity … if rock is all you’ve saturated yourself in.
But another potential angle to consider is camp. Raymond Knapp made a couple of points in his
book Making
Light: Haydn, Musical Camp, and the Long Shadow of German Idealism that
spring to mind. The first and most basic
point (about Haydn) was that German Idealism became more hegemonic in its
influence on music criticism, history and reception and in German Idealism
authenticity and profundity were touchstones.
Knapp contended that these ideals in German Idealism were and are so
pervasive they saturate the criteria of authenticity in rock and jazz
criticism. By contrast, camp was
rejected as a mixture of not being highbrow enough (musical theater) and not
being manly enough.
Knapp made a subsidiary point that, owing to the outsized
influence of Sontag’s “Notes on Camp” Anglo-American literary criticism has all
but ignored the reality of camp as a feature of straight cultural
production. Knapp was specific, Haydn is
camp, very camp. Haydn is always aware
that you are in on his joke and he wants you to be in on the joke without necessarily
being insincere. Camp, Knapp contended,
has not always been coded as gay but as expectations of gender performance and “seriousness”
evolved in the long 19th century camp was not prized. By Sontag’s era camp was all but annexed by
or ceded to queer theory readings. Knapp
made a somewhat diffuse plea to remind readers of Making Light that
straight people made and make camp plenty and that Haydn was one of the most
successful purveyors of straight camp in classical music.
Now the thing is, as a lifelong fan of Batman I get there
are gay readings of Batman. They are an option within the reception history but
obviously not the whole of the reception history of Batman. More recently Netflix is planning to reboot
Rumiko Takahashi’s spectacularly silly and affectionate rom-com send up or the
martial arts genre, Ranma ½, and if all you ever read about Takahashi’s
work was by, say, Noah Berlatsky, you’d think the only way to interpret her
work is as one long tract in favor of LGTBQ advocacy. Given Berlatsky’s activist commitments
regarding the nature and aim of art criticism that’s what he’s into.
That doesn’t change the fact that millions upon millions of
the most conventionally straight guys across the entire planet have enjoyed
Takahashi’s work without feeling obliged to read her work the way Berlatsky
reads it. One of Takahashi’s more easily
overlooked works was a series aimed at male readers ages 18 to 30 --for my time
and money Maison Ikkoku is a masterpiece of slice of life comedy manga. If anything I’d venture to say the reception
history of Takahashi’s work in Anglo-American contexts has been so curated by
feminist and LGBTQ readings of her work you might be forgiven for wondering how
her work got so popular in Asia that American LGBTQ readings were possible
since the 1990s in the first place. As
with Batman in American comics so with Ranma Saotome in manga, the prevalence
of a robust subcultural reception history is not the same thing as mainstream
reception. Rumiko Takahashi has been one
of the unparalleled comedic geniuses in the history of manga and you will
probably never have read much of anything about her in The Comics Journal,
unless Gary Groth really repented of not liking manga and I haven’t heard of
it. Perhaps the kinds of guys who spell
commix that way are the kinds of guys who wouldn’t want to listen to Jeff
Buckley because he’s not really rock?
Which only roundaboutly gets me back to Buckley and the
concept of camp. I don’t think anyone
would suggest Buckley came across as insincere but the problem for the rockist
bros would be that there’s so much affectation in Buckley’s
performances. Borrowing rubato from classical musical conventions would just be
one of those affectations for the rockists that would be
unacceptable.
Ethan Hein gets at something that I like about Buckley’s
work, his systemic-bordering-on-rpincipled disregard for genre purity. Old syrupy show tune? Go for it?
A Leonard Cohen cover? Sure, do
it! Benjamin Britten? Right on.
I also happen to love Benjamin Britten’s Nocturnal After John Dowland
for solo guitar (check out Marcin Dylla’s performance at the provided link,
which has a read-along score).
I think I get Hein’s point about Buckley’s gender
presentation and that is an interesting thing to read about but coming at
Buckley’s music as a classical guitarist who spent high school and college
years singing choral music I think the thing that jumps out about Buckley that
may be part of why people love him or hate him could be as simple as this,
Buckley always wore all of his “that’s not rock” influences on his sleeve and
lamp-shaded them conspicuously across Grace. I have contended for years as a blogger that
both pop and classical music have tended to be stuck in ruts over the last half
century and those ruts are as bad as they are because the purists in all those
lanes want to regain purity by “going back to basics” when that’s never been my
own understanding of when, why ad how music can be so much fun. I’m not saying music is fun when it’s “transgressive”
because that’s a tedious and stupid rockist trope. No, I am saying that fun rock and pop paid
attention to (and showed real respect for) other genres. I normally hate music about music but I love “Sir
Duke” because Stevie Wonder was paying tribute not to “his” genre of music but “our”
genre of music for those of us who love Ellington’s music and the masters of
big band. Buckley was a relatively rare
case study, if I may, of someone in the 1990s who was overt in showing how much
he was influenced by “not rock” music and for those of us who were sick of rock
`n roll versions of “authenticity” Buckley’s music and its success was a signal
that the future of music most likely belongs to people who make music that is
fun to hear and perform; music that draws on everything rather than “the good
stuff”; and which doesn’t pretend that the last century or so of “pop” and “classical”
have never positively interacted with each other.
So, sure, put me in the “love” category for Jeff Buckley’s
music and I hope I have managed to explain a little of why. Thanks to Ethan Hein for his post.
POSTSCRIPT
9pm
There is an actual third category on Buckley. A drummer I've been friends with for years regarded Buckley as immensely talented but as someone where it was potential rather than kinetic energy. The potential for greatness was there but Buckley died too young and too soon to develop further and my drummer buddy's appraisal was that it seemed to him Buckley fans resonated with the potential but, for him, the actual songs and performances were the tip of a never-to-be-realized iceberg, given Buckley's death.
My brother thought Buckley was immensely talented but he's never warmed up to what he calls the soul-bro balladeer idiom. Buckley is better than, say, Shawn Mendes or Vance Joy or Jason Mraz or earlier variants like James Taylor and so on but Buckley was the apex of a performance idiom my brother just hasn't warmed up to. But it's neither love nor hatred it's more, "He was about as good as that genre of male performer I never warmed up to can get, which was really good but not my thing."
That, in the main, Buckley polarizes can still probably be generally true. But I might venture a guess that since the two "meh" people I know studied music formally there's that extra variable.
Thursday, November 23, 2023
Ethan Hein discusses Thelonious Monk's Bemsha Swing
Tuesday, August 29, 2023
Ethan Hein on Stevie Wonder's "Don't You Worry `Bout A Thing" a couple of thoughts on harmonic language and contrapuntal variation in the song
https://www.ethanhein.com/wp/2023/dont-you-worry-bout-a-thing/
Tuesday, April 11, 2023
Saturday, March 18, 2023
Rovshan Mamedkuliev performs Nikita Koshkin's Guitar Sonata II for solo guitar (complete), and I discuss the sonata
https://www.edition-margaux.com/en/de/sonata-ii
The transition begins at measure 16 (00:44) and ends at measure 27 (01:10). If you're already familiar with Koshkin there's not much to say about this particularly but I suppose I might want to mention that in guitar sonatas there's a long tradition of having transitions that are more active than the themes in terms of rhythm and figuration. Koshkin's transition bursts forth with a super-expanded range of notes and sixteenth note riffs but it slowly and steadily winds down. Someone like Matiegka would have a flashy and buoyant transition that built UP to the arrival of a paradoxically lyric theme (Grand Sonata I, which I've discussed elsewhere back in 2015 and later in 2016 and along the way I had a full score of the first movement of GS I). A more through discussion of that sonata is something I want to do later this year drawing on earlier work. Before I get side-tracked further, the busy transition leading to a lyric second theme is a trope in guitar music and it's not a bad thing. Koshkin has given us a lively 12-bar blues for theme 1 and a spritely transition that winds down to the arrival of Theme 2 at measure 28.
Theme 2 is a lyric, melancholy theme in G minor (basically) played with tremolo from measures 28 through 48 (01:11 to 02:17). The contrast between the compact and aggressive first theme and this lyric second theme could not be starker in terms of mood. In that sense it's "textbook" but something that textbook explications of thematic contrasts in sonatas can leave out is that the "punctuation" of first and second themes can be different (and should be according to 18th century aesthetics and treatises on form but I'm hoping to save a discussion of Journeys through Galant Expositions for later).
The main thing is that there's something about how Theme 2 is presented that presents a structural contrast to Theme 1. If we're talking about a monothematic sonata form the distinctions could be simple but they need to be blunt. Was theme 1 in minor? Theme 2 can be theme 1 in parallel major. Was theme 1 on top? Bring back theme 1 as "theme 2" in a lower voice and change the accompanying figuration. You can have a stringently single-themed sonata provided you highlight contrasts around that idea. That's not what Koshkin did here, of course, he had a dramatically contrasting second theme that is melancholy and expansive as a contrast to the brisk blues.
He also has his second theme in G minor rather than the "usual" F major or A minor or A major. In "textbook" sonata forms if you start in D minor you would supposedly need to go to one of those three mentioned keys. But in the 21st century key contrast is not as important. Angelo Gilardino's late 20th century guitar sonatas don't use key contrasts at all. Gilardino relied on thematic contrasts in terms of character and phrasing to ... wait ... let me stop myself from going down that path because I'm trying to point out that one of the reasons Hepokoski and Darcy's Elements works so well is that even if they developed the idea to explain 18th century sonatas you can draw on those ideas to discuss even 21st century sonatas. If the rhetoric and structure of thematic progressions is retained (i.e. Theme 1, Theme 2, Theme 3 then Theme 1, Theme 2 and Theme 3 and Theme 1 ... ) then the memory of your listener is primed to hear the "rotation" of the order of the themes regardless of whether the tonal or pitch zones fit "textbook" sonata forms. Mnemonic devices such as "rotation" can work whether or not you obey "the rules" that were post hoc formulated by 19th century theorists.
So we've got this established. First theme (D minor) is a blues with a spunky transition that steadily and progressively winds down to allow for the arrival of a lyric, somber G minor theme with tremolo to bring out the long sustained notes of the melody). A second transition goes from measures 49 to 51 (02:17 to 02:28). This transition is a burst of ideas from the first transition that briefly seems to threaten that we're going to go into a development. Nope, this is a feint, and it leads to Theme 3 at measure 52.
Theme 3 goes from measures 52 to the first half of measure 59. This is a chorale in G minor and it's a three-phrase theme built on, this might surprise you, one of the barest bones tropes in all of guitar music, the Andalusian cadence. It's G, F, E flat and D in the bass, followed by D, C, B flat and A, which is followed by a reprise of the former lick. The gentle but bleak melody up drops down to D natural to outline a triad that lands on the fifth of G minor just when the bass and harmony hit E flat, which creates a penultimate harmony in the phrase of E flat major seventh, but if you have ears to hear, there's no denying this is an Andalusian cadence-based Theme 3. It's also short. By 03:00 in (second half of measure 59, roughly) Koshkin is subjecting Theme 3 to ornamental development that reaches a firm cadence in G minor at measure 68 (03:27). I've mentioned this as something that happened in Beethoven's Op. 111 piano sonata, but some composers shift the weight of thematic development to zones outside the development. Koshkin doesn't have a particularly big development section in this opening sonata form but he doesn't need one because he's put developing variations on his three themes inside the exposition and recapitulation zones.
So a development here can be proportionally small (and not explicitly marked out in the score by a double bar-line signal since Koshkin favors what Hepokoski might call a "continuous" exposition that has no real "medial caesura". The development, as I see it and hear it, is a tiny stretch from measures 68-85! There are hints and allusions to Theme 1 and scraps of Theme 3 but the development here is kind of a big build up passage that gets us back to Theme 1 and is not the kind of development that theory teachers in undergrad courses would ever pick as an example of "this is how you do it". But there it is.
The recapitulation of Theme 1 runs from measures 86 to 98 (04:19 to 04:49) and Koshkin's opening blues theme has returned. Only this time it's not even blues. Koshkin has dramatically revised Theme 1 and develops it in new ways within the recapitulation zone. The simplicity of the 12-bar blues realization of the idea is thrown aside and Koshkin develops a call and response contrapuntal variation on his material. There is also no "retransition". Remember how I mentioned there was a "turn-around" in Theme 1 in the exposition? Here there is no transition and Theme 1 is recomposed so that it resolves seamlessly into the return of Theme 2, which shows up at measure 99 and is now in D minor (04:51).
Theme 2 runs from measures 99 to 117 (04:51 to 05:50) and leads into the return of Theme 3 which is now in D minor. Theme 3 runs from measures 118 to 124 (05:51 to 06:18) in the recapitulation. Given that in its expositional form Theme 3 was such a skeletal Andalusian cadential peroration, and so short, you might wonder what Koshkin would do with it now? Will he present it as starkly as he did in the exposition? No, he has a little surprise here, which is that as each phrase of Theme 3 ends there are commentaries in an inner voice evoking riffs from Theme 1. Here, too, he's continuously recomposing and extending his material in the recapitulation rather than having done much with it in the development section. I hope by now you have seen and heard why I have made a point of comparing how Koshkin plays with his material in his opening sonata form with how Beethoven played with his material in his last piano sonata, both composers shifting the weight of developmental processes into the expositional and recapitulational regions of their sonata forms and away from what would be the "expected" development section in the middle.
Measures 125 to 134 (06:19 to 07:07) brings back the pulsing block chord motif from the development section as a kind of "theme 4" that rounds things off. Hepokoski and Darcy might call this a big double rotation sonata form that hews to Type 3 structuring, at the risk of laying out contemporary formal analytical theories. In Elements of Sonata Theory Hepokoski and Darcy explain that what a rotation is is a sequence of themes that are presented in a specific order. Themes 1, 2 and 3 are presented in sequence. If themes 1 through 3 are presented sequentially in a development section or two of the three themes, that can count as another "rotation", more or less. If Themes 1 through 3 come back in the recapitulation zone, however much changed, that counts as a second rotation. If themes 2 and 3 come back but not Theme 1 (here I'm thinking specifically of Simon Molitor's Op.7 guitar sonata) then the rotation is incomplete and this is where and why Hepokoski and Darcy call something a Type 2 sonata that doesn't have a recapitulation because it doesn't have the proverbial "double return". Koshkin's sonata form, however, does have a double return.
Not all sonata forms have it but many of them do. I want to digress into Yoel Greenberg's How Sonata Forms here but I'm trying to resist the temptation to rabbit trail into a bunch of books I've read or been reading. Still, Greenberg's book is new and a big part of his "bottom up" approach to analyzing forms involves pointing out three different elements that can show up in sonatas and how not all of them show up across all examples. We should not expect every sonata form to have a "double return", whether because Theme 1 doesn't come back at all or because it comes back in a strange way. I'm going to keep on this rabbit trail by reference to my past writing on these kinds of things.
A warped "double return" is when Theme 1 doesn't come back in the key in which it first appeared. Theme 1 may come back in a recapitulation but come back in an ostentatiously wrong key. Wenzel Matiegka did this in his funny Op. 31 No. 1 sonata in C major by having Theme 1 start in C major in the exposition but it shows up in A major in the recapitulation and modally mutates into A minor before finally only recapitulating "properly" in C major in the second half of theme 1. The absence of a "double return" doesn't mean there has been no recapitulation and this is where I simply differ with Hepokoski and Darcy. But where I find their theory useful, I use it, and the idea of double rotation to describe what has happened in the first movement of Koshkin's Guitar Sonata No. II is useful indeed!
Theme 2 (08:27 to 09:10) C major [episode]
Theme 1b (09:11 to 10:00) A minor [refrain]
Theme 3 (10:01 to 11:28) E minor [episode]
Theme 1c (11:29 to 13:24) A minor [refrain/coda]